header Image
UTTARAKHAND
Implementation Percentage
96.13%

YES
323
NO
13
N/A
4
Reform Details
Reform NoReform AreaStatusDocument AttachedURLRemarksgood PracticeView
1

Develop and make publicly available a comprehensive checklist of all required pre-establishment No Objection Certificates (NOCs), licenses, registrations and other mandatory State approvals required for setting up of a business

Approved View File View URL We have compiled 329 investor related services across 55 departments. With this comprehensive compilation, Director of Industries had confirmed that no businesses in the State will be required to obtain any other licence than the list on the single window portal. Details
2

Develop and make publicly available a comprehensive checklist of all required pre-operation No Objection Certificates (NOCs), licenses, registrations and other mandatory State approvals required for starting business operations

Approved View File View URL We have compiled 329 investor related services across 55 departments. With this comprehensive compilation, Director of Industries had confirmed that no businesses in the State will be required to obtain any other licence than the list on the single window portal. Details
3

Design and implement an online system where an investor can key in specific details (such as type of industry, number of employees, location etc.) and obtain information regarding all State approvals applicable to establishing her/his business/industrial unit

Approved View File View URL On the Investuttrakhand.com website, there are 28 questions which the investor has to answer and the result after clicking of the Submit button is the list of applicable State approvals applicable to establishing her / his business/industrial unit. Details
4

Design and implement an online system where an investor can key in specific details (such as type of industry, number of employees, location etc.) and obtain information regarding all State approvals applicable to starting operations of her/his business/industrial unit

Approved View File View URL On the Investuttrakhand.com website, there are 28 questions which the investor has to answer and the result after clicking of the Submit button is the list of applicable State approvals applicable to establishing her / his business/industrial unit. Details
5

Establish a centralized help line number to facilitate queries regarding the application and approval process

Approved View File View URL The Toll Free Number - 1800 270 1213 is displayed on the Single Window Website. Trainings have been completed of the Help Desk Operators and Call Process Flow has been streamlined to provide assistance to investors / businessman who call for information on the Single Window System Details
6

Implement a system whereby business entities are issued a single ID for all State taxes (VAT and CST, and PT, Entertainment Tax, Entry Tax and Luxury Tax where applicable)

Approved View File View URL In Uttarakhand, VAT, CST, Entry Tax and Luxury Tax are administered by Department of Commercial Tax While Entertainment Tax administered by Department of Entertainment Tax. Professional Tax is not levied in Uttarakhand. A Unified Registration portal for VAT, CST, Entry, Luxury Tax and Entertainment Tax exists for all Businesses. Details
7

Mandate that the final VAT registration certification will be issued within at most one (1) working day from the date of submission of application form

Approved View File The Uttaranchal (the Uttar Pradesh Trade Tax Act, 1948) Adaptation and Modification Order 2002 granted provisional registration. However, as per the currently applicable The Uttarakhand Value Added Tax Act 2005, there are no provisions to issue provisional registration. Even the old provisional registration granted was deemed to be registered dealer as per clause 6(b) of Section 15 of the Uttarakhand VAT Act. Therefore the final registration is granted within 1 day. Details
8

Mandate that the final professional tax registration certification (where applicable) will be issued within at most one (1) working day from the date of submission of application form

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
9

Enact a legislation (e.g. Right to Services Act) to mandate time-bound delivery of services to Industries/ Businesses

Approved View File View URL The State Government of Uttarakhand notified The Uttarakhand Right to Services Act, 2011 & the The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 [Uttarakhand Act No. 05 of 2013] Details
10

Ensure that the time-bound service delivery legislation defines punitive provisions that deter officials from not complying with the defined timelines for services being provided to Industries/ Businesses

Approved View File View URL The State Government of Uttarakhand notified The Uttarakhand Right to Services Act, 2011 in which the Punitive Provisions have been included under Section 9. Additionally, Section 13 of the Notification of The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012, mentions the punitive provisions that deter officials from not complying with the defined timelines for services being provided to Industries/ Businesses. Details
11

Ensure that the time-bound service delivery legislation defines clear procedures for applicants to submit grievances relating to non-compliance with the defined timelines

Approved View File View URL The State Government of Section 6 of the Uttarakhand Right to Service Act, 2011 defines clear procedures for applicants to submit grievances (First Appeal & Second Appeal) relating to non-compliance with the defined timelines. Section 16 of the Notification of The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012, defines clear procedures for applicants to submit grievances. Details
12

Mandate and make arrangements to publish draft business regulation online and invite public comments/ feedback on the same prior to enactment

Approved View File View URL Uttarakhand Government issued orders in 2011 to make information available to citizens on important departmental decisions. Subsequently, Chief Secretary also issued orders to all Departments to make sure that inputs are taken from Citizens for proposed regulations. Uttarakhand Government has a dedicated portal for Publishing Draft regulations and invite comments / feedback prior to enactment. Details
13

Mandate and make arrangements to publish the comments/feedback received on the draft business regulation and how they were addressed in the final regulation

Approved View File View URL Uttarakhand Government has a dedicated portal for Publishing Draft regulations and invite comments / feedback prior to enactment. Also the http://uk.gov.in/announcements published all notifications for inviting feedback from citizens. The respective department publishes response to the feedback/ comments (e.g. electricity tariff, Labour Third party) Details
14

Establish a dedicated physical body/ bureau that functions as the sole point of contact for the purpose of setting up a business

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012. State Udyog Mitra Cell in the Directorate of Industries and District Industries Centres in District shall be the Nodal Agency Details
15

Ensure that the single window body/ bureau has been set up through a legislation/State notification

Approved View File View URL Constitution and Jurisdiction of State Empowered Committee and District Empowered Committee as per the Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 Details
16

Delegate the required decision-making powers to the single window body/ bureau to grant all required approvals/ clearances

Approved View File View URL Reforms for single window are already implemented in Uttarakhand. The powers for approvals/ clearances are granted to the Committee formed under the Single Window Act, 2012. The Single Window portal also provides online approval mechanism, which is as per the Implementation Guideline. Details
17

Delegate senior level officials with appropriate powers from various Departments through secondment/ deputation to the single window body/ bureau

Approved View File View URL Reforms for single window are already implemented in Uttarakhand. The powers for approvals/ clearances are granted to the Committee formed under the Single Window Act, 2012. Also the Single Window portal provides online approval mechanism allowing login and approval by officers of respective department, which is as per the Implementation Guideline. Details
18

Ensure that the single window body/ bureau has a physical office to house relevant officials of various Departments for providing approvals/ clearances

Approved View File View URL state : http://investuttarakhand.com/backoffice/site/stateListNodal Distt:: http://investuttarakhand.com/backoffice/site/disttListNodal Details
19

Ensure that the single window provides clear timelines for issuing all approvals

Approved View File View URL Notification for Timelines & Rules as part of The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 Details
20

Ensure that the single window provides clear timelines for addressing investor grievances

Approved View File View URL Grievance Redressal within 30 days for grievances at each committee level. Online facility on Single Windos for grievance redressal Details
21

Implement an online Common Application Form (CAF) for all required clearances/approvals in the single window

Approved View File View URL Section 6 of the Single Window Act defines the CAF, the Rules provide the format of CAF and the single window portal has online CAF. (Page 18 of the pdf file) Details
22

Design and implement an online single window system with functionality for online application, payment and approvals

Approved View File View URL Comprehensive online approval through single window portal Details
23

Ensure 'Consent to establish (under Water Act & Air Act)’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL The Single Window Clearance System (www.investuttarakhand.com) has been integrated with Ganga-XGN Online consent management system which was developed by Gujrat NIC and is used as a common platform with the state of Gujrat. Details
24

Ensure 'Consent to operate (under Water Act & Air Act)’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL The Single Window Clearance System (www.investuttarakhand.com) has been integrated with Ganga-XGN Online consent management system which was developed by Gujrat NIC and is used as a common platform with the state of Gujarat. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
25

Ensure 'Authorization under Hazardous Waste Rules’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL The Single Window Clearance System (www.investuttarakhand.com) has been integrated with Ganga-XGN Online consent management system which was developed by Gujrat NIC and is used as a common platform with the state of Gujarat. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
26

Ensure that incentives under Industrial Policy is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status and approvals

Approved View File View URL Application to be made online through Single Window portal SMS Facility & Email Facility to track the application status Approvals are being done online only. Full process is online right from application to approval Approval Certificate is generated online, which is downloaded, signed and uploaded. The approval letter is then also downloadable Details
27

Ensure ‘Registration under Shops and Establishments Act’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
28

Ensure ‘Permission for engaging contractor for labour’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
29

Ensure 'Factories license’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
30

Ensure ‘Factory building plan approval’ (under the Factories Act, 1948) is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated. For Factory Building Plan approval (under Factories Act, 1948), the registration does not involve any payments and after registration, the file is sent to department for inspection and within 30days user receives a message and the certificate of approval is also uploaded. Details
31

Ensure ‘Registration under Boiler Act’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
32

Ensure ‘Change of land use’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 mandates that notified services be delivered to investors in a Time bound Manner. In addition to other relevant services, The Single Window Clearance System (www.investuttarakhand.com) has been integrated with the online portal of Revenue Department for change of land use under Section 143 of ZALR Act Details
33

Ensure ‘Approval of building plans’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Approvals are being done online only. Full process is online right from application to approval with no hard copy process. The scrutiny of the Building Plans is done through AutoDCR and is completely computerised with zero physical interface Details
34

Ensure ‘NOC from Fire Department’ is provided as a service through the online single window system in a manner that allows online application, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Online application through Single Window portal. No payment is required for the NOC from Fire Department SMS Facility & Email Facility to track the application Approval is being done online with no physical touch point The approval certificate is downloadable from the Website Details
35

Ensure renewal of 'Consent to operate (under Water Act & Air Act)’ is provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL The Single Window Clearance System (www.investuttarakhand.com) has been integrated with Ganga-XGN Online consent management system which was developed by Gujrat NIC and is used as a common platform with the state of Gujarat. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
36

Ensure renewal under ‘Shops and Establishments Act’ is provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
37

Ensure renewal under 'Factories license’ is provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
38

Ensure renewal under ‘Registration under Boiler Act’ is provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals and issuance of the certificate(s)

Approved View File View URL Single Window System, http://investuttarakhand.com/ is established in Uttarakhand which provides services in a manner that allows online application filing, payments, tracking of status. Also all the approvals and certificates(s) are dynamically generated for a user and are available for download and print. All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Details
39

Ensure electricity connection is provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals

Approved View File View URL Test username : mohitsharnic@gmail.com Password : Test@9088 Details
40

Ensure water connection provided as a service through the online single window system in a manner that allows online filing, payments, tracking of status, approvals

Approved View File View URL Water connection is provided by SIIDCUL as well as Jalsansthan department. Online application and integration with Single Window done. Test user ID : mohitsharnic@gmail.com Test password : Test@9088 Details
41

Design and implement an online system for filing of EM Part I and Part II under The Micro, Small and Medium Enterprises Development Act, 2006

Approved View File View URL Udyog Aadhar adopted in the state Details
42

Ensure information on land banks for industrial use are made publicly available online

Approved View File View URL List of land bank with area, infrastructure and distances is given in pdf, also integrated with GIS Details
43

Earmark industrial land parcels with specific criteria (e.g. type of industries, pollution levels etc.) for industries that can be setup on such land

Approved View File View URL Land bank details with pollution category and type of industry is available with other information Details
44

Design and implement a GIS system providing details about the land earmarked for industrial use

Approved View File View URL GIS data with various layers of data, integrated with google maps is provided on SIIDCUL GIS system Details
45

Ensure that the GIS system provides details about available infrastructure such as road, water etc.

Approved View File View URL GIS data has layers for road, water pipelines, electrical pipelines, sewerage line, etc. Details
46

Define objective criteria for evaluating an application for land allotment

Approved View File View URL SIIDCUL follows first-come-first-serve basis principle for land allotment Details
47

Define clear timelines defined for processing of application for land allotment (from the date of application)

Approved View File View URL Within 30 days, as per Right-to-Service Act Details
48

Define clear timelines for processing of application for conversion of land/ change in land use (from the date of application) for land outside of industrial parks/IDC areas.

Approved View File View URL Revenue Department: as per Single Window rules Urban Department: as per Building bye-laws (Page 7 of pdf file in URL) Details
49

Make available a model sale deed format for property registration on the department’s website

Approved View File View URL http://registration.uk.gov.in/ website provides model sale deed formats in English and Hindi Details
50

Ensure that users can collect eStamps at the time of property registration at the sub-registrar’s office (i.e. no need of going to the bank to collect the challan/e-stamp)

Approved View File View URL E-Stamp facility is available at all the sub-registrar office through registered e-stamp vendors, of Stock Holding Corporation of India, who sit in the SRO office. Details
51

Digitize land records at sub-registrar's office and make it available on an online system

Approved View File View URL Citizens can search for all transactions on a Property when new transactions are initiated on the land. This allows prospective land-buyers with a facility to determine land ownership by checking the required historical documentation. Details
52

Digitize land records at land records office and make it available on an online system

Approved View File View URL Digitization of ZA land completed by Revenue dept. Right of Record (ROR/Khatauni) is available online at Devbhoomi portal. Non-Certified copies are available on the portal while certified copies are distributed from 97 Tehsils. Details
57

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Stamps & Registration website provides following information SoP For Property Registration Help For Online Registration Comprehensive list of Document for registration of deeds FAQ for Property Purchase Instructions for Filing PDE Procedure for E-Registration (Video of Process of Filing PDE on YouTube) Details
58

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Services timelines Notified under Uttarakhand Right to Services Act, 2011 Details
59

Design and implement a system that allows online application and payment without the need for a physical touch point for document submission and verification

Approved View File View URL E-registration process: E-Registration Portal of the Department - Public Data Entry for registration Online Appointment for registration Online Payment of Registration Fees Core Registration System Details
60

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL E-search facility provides search facility by village, property number, party name, registration number Details
61

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL E-search facility is open for all. E-search facility provides search facility by village, property number, party name, registration number Details
62

Enact a comprehensive formal building code applicable to the entire State

Approved View File View URL Notification of the Comprehensive Formal Building Bye Laws by Housing Department, Government of Uttarakhand, adopted by SIDA (Industrial Development Authority) and Urban Department. All Authorities and ULBs in Uttarakhand follow uniform bye-law. Details
63

Ensure that the building code/building bye-laws include provisions for risk-based classification of buildings.

Approved View File View URL Risk-based classification of buildings is integrated in the Uttarakhand Building Bye Laws. Risk classification is based on height, floor area, slope, etc. Details
64

Ensure that the building code/building bye-laws includes accreditation programs and clear responsibilities and liabilities for professionals including architects and engineers engaged in the construction process.

Approved View File View URL Accreditation / Gradation of Architects & Structural engineers as per the Uttarakhand Building Bye Laws 2016 (Page 173 of url file) Details
65

Design and implement a system at all ULBs and IDC that allows building permit issuing agencies to assess building plans for compliance with building codes/building bye-laws using AutoCAD (or similar) software

Approved View File View URL Automatic Building Plan Approval System (AutoDCR) System is implemented in State Industrial Development Authority (SIDA), Housing & Urban Dept. Details
66

Mandate that a single, joint site inspection will be carried out by various government authorities responsible for granting construction permits at all ULBs and IDCs.

Approved View File View URL Provision for Joint Site Inspection as mentioned in the Uttarakhand Building Bye Laws 2016 (Page 171 of url file). The Bye-law also defines Comprehensive Checklist for the Joint Site Inspection. Details
69

Define mandatory qualifications for architects, structural engineers and contractors

Approved View File View URL Definition of mandatory qualifications for architects, structural engineers and contractors as per Uttarakhand Building Bye Laws, 2016 (Page 107-109 of the url file) Details
70

Implement a system to allow approval based on third party certification (during construction and/or completion stage, as applicable) of structural design and architectural drawings by authorized structural engineers and architects respectively across all ULBs and IDCs

Approved View File View URL Provision for Third Party Certification in the Uttarakhand Building Bye Laws, 2016 (Page 172 of url file) Annexure 10 - Certificate and Checklist for Structural Safety in the Utttarakhand Building Bye Laws 2016 Annexure 11 - Construction Quality Checklist in the Utttarakhand Building Bye Laws 2016 Annexure 14 - Structural Inspection Report in the Utttarakhand Building Bye Laws 2016 Details
71

Allow authorized architects to issue the completion certificate at all ULBs and IDCs, instead of requiring a separate completion certificate to be issued

Approved View File View URL Responsibility of Architect to issue Completion Certificate as per the Uttarakhand Building Bye Laws 2016 (Page 183 of url file) Details
72

To facilitate self-certification for tree NOC, conduct a survey of planned areas and create a list of plots with trees,

Approved View File View URL Forest department and SIDCUL have undertaken survey of the planned industrial areas. The trees have been marked accordingly and inspection reports with photos haven been created. Based on the same industries can apply for self-certification accordingly. Details
73

Publish online detailed information on replanting requirements for plots with varying tree populations.

Approved View File View URL Forest department has already published tree plantation requirements on its website. A comprehensive document mentioning the re-plantation requirements and the process is available on the forest website. Details
74

Introduce self-certification to replace Tree NOC as long as required replanting activities are complied with.

Approved View File View URL Forest department gives self-certification in case of exempted category of tree. This category includes 19 species. Any user can fill the application online and get self-certification in real time. Details
75

Establish a dedicated conflict resolution mechanism for land and construction permits.

Approved View File View URL Provision in the Uttarakhand Right to Services Act, 2011 wherein the legislation covers time-bound service delivery for Construction Permits Details
76

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL SIDA regulates all the Notified Industrial Areas/Estates throughout the State. It provides for Planning, Developing, Regulating and Operations under a Single Authority for Industrial Development. SIDA as well as Housing Department website provides for the procedure and list of documents. Details
77

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Notification with Provision for Timeline in the Utttarakhand Right to Service Act, 2011 for CTE Details
78

Design and implement a system that allows online application and payment without the need for a physical touch point for document submission and verification

Approved View File View URL Five steps process flow - Online Application through the Sidaonline.in Portal Payment of Online Fees Approval at each step through online mechanism Tracking of Status of application Digitally signed certificate from the Sidaonline.in portal Details
79

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Process Flow to Allow users to download the final signed approval certificate from the online portal - through applicant or architect login Details
80

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Third party can search the approval certificate through citizen search facility on the website Details
81

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL The forest department and Horticulture Department have provided all procedural information, checklist, formats, etc. on their respective portals Details
82

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The state forest department has issued a notification clearly stating the timelines applicable in obtaining tree felling NOC. The notification has been made applicable all across the state and has been adopted by Horticulture Department as well. Details
83

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Forest department has an online portal for applying for tree felling NOC. The portal provides option of felling application for two separate categories exempted and non-exempted species. The users can submit the documents online and can track their application status on the single window portal. After the due process, the users are asked to fill payment details online, after which the signed certification can be downloaded. The user need not come to the Forest authority in any of the steps. Details
84

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL After the payment details submission and verification from the forest official, the user can download the final signed certificate from the portal online in case of non-exempted category. In case of exempted category user can download self-certification document Details
85

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL The online portal has a search functionality to check any Tree felling NOC or Self-certification which have been granted online. Any user can search the same using application number on the portal. Details
86

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Website of Fire and Emergency Services Department, Government of Uttarakhand provides information on procedure, process flow, documents required and checklist Details
87

Define clear timelines mandated through legislation for approval of application

Approved View File View URL Timeline of 15 days specified for Fire NOC under the Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 Details
88

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Fire services department website provides facility for online application, tracking and monitoring without the need for a physical touch point for document submission and verification. There is no payment required for NOC. Details
89

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Users and Third Parties can easily verify approval certificates from the online portal of Fire Department by providing the Unique Reference Number that is provided to the user at the time of registration and application submission. Details
90

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Users and Third Parties can easily verify approval certificates from the online portal of Fire Department by providing the Unique Reference Number specified on the certificate Details
91

Enact a list of green industries applicable for the State.

Approved View File View URL Uttarakhand has two lists of green industries List applicable to Doon valley List applicable to all other Areas outside Doon Valley Details
92

Exempt select green industries from pollution control board clearances

Approved View File View URL Earlier Uttarakhand exempted small scale industries of non-obnoxious nature from Consent to Establish and Consent to Operate. Now, with the new categorization of sectors, White category is now exempted from taking Consent to Operate. Details
93

Allow for auto-renewal of Consent to Establish (under Water Act, 1974 and Air Act, 1981) based on self-certification/third party certification

Approved View File View URL Order to Allow Auto-Renewal of Consent to Establish (under Water Act, 1974 and Air Act, 1981) Details
94

Allow for auto-renewal of Consent to Operate (under Water Act, 1974 and Air Act, 1981) based on self-certification/third party certification

Approved View File View URL Order to Allow Auto-Renewal of Consent to Operate (under Water Act, 1974 and Air Act, 1981) Details
95

Issue Consent to Operate licences that are valid for a minimum period of 5 years or more

Approved View File View URL UEPPCB now issues consent to operate with validity of 1 year for Red, 5 Years for Orange and 15 Years for Green Category Details
96

Issue Consent to Establish licences that are valid for a minimum period of 5 years or more

Approved View File View URL UEPPCB now issues consent to Establish with validity of 5 years instead of 1 Year for all category of industry Details
97

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Procedure and documents required for application available on the website Details
98

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Green Category 30 Days Orange Category 60 Days Red Category 90 Days Details
99

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Uttarakhand Environment Protection and Pollution Control board introduced the Online Consent Management System (Ganga-XGN) in 2009. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
100

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL In Ganga-XGN, the User can view the following through the Legal, CCA Orders Link Details
101

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility exists to search all the Consent orders by viewing the Consent register Open the URL and Click on NOC /CCA Consent Order Details
102

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Procedure and documents required for the application available on the website Details
103

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Green Category 30 Days Orange Category 60 Days Red Category 90 Days Details
104

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Uttarakhand Environment Protection and Pollution Control board introduced the Online Consent Management System (Ganga-XGN) in 2009. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
105

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL In Ganga-XGN, the User can view the following through the Legal, CCA Orders Link Details
106

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility exists to search all the Consent orders by viewing the Consent register Open the URL and Click on NOC /CCA Consent Order Details
107

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL UEPPCB issues CCA (Consolidated Consent and Authorization) for issuing Air/ Water Act and Hazardous Waste Rules. Same procedure applicable, and information available on the website Details
108

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL UEPPCB issues CCA (Consolidated Consent and Authorization) for issuing Air/ Water Act and Hazardous Waste Rules. Same timelines applicable, and information available on the website Details
109

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Uttarakhand Environment Protection and Pollution Control board introduced the Online Consent Management System (Ganga-XGN) in 2009. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
110

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL UEPPCB issues CCA (Consolidated Consent and Authorization) for issuing Air/ Water Act and Hazardous Waste Rules. In Ganga-XGN, the User can view the following through the Legal, CCA Orders Link Details
111

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL UEPPCB issues CCA (Consolidated Consent and Authorization) for issuing Air/ Water Act and Hazardous Waste Rules. Facility exists to search all the Consent orders by viewing the Consent register Open the URL and Click on NOC /CCA Consent Order Details
112

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Procedure and documents required for CCA application available online Details
113

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for CTE and CCA is same, as indicated in the office order for consent to industry Details
114

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Uttarakhand Environment Protection and Pollution Control board introduced the Online Consent Management System (Ganga-XGN) in 2009. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
115

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL In Ganga-XGN, the User can view the following through the Legal, CCA Orders Link Details
116

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility exists to search all the Consent orders by viewing the Consent register Open the URL and Click on NOC /CCA Consent Order Details
117

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Procedure and documents required for CCA application is available on the website Details
118

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for CTE and CCA is same, as indicated in the office order for consent to industry Details
119

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Uttarakhand Environment Protection and Pollution Control board introduced the Online Consent Management System (Ganga-XGN) in 2009. It also provides online facility to obtain CCA i.e Consolidated Consent and Authorization (Consent to Operate under Water Act, 1974; Air Act, 1981 and Authorization under Hazardous Waste Rules, 2008.) Details
120

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL In Ganga-XGN, the User can view the following through the Legal, CCA Orders Link Details
121

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility exists to search all the Consent orders by viewing the Consent register Open the URL and Click on NOC /CCA Consent Order Details
122

Mandate the submission of a single integrated return under all Labour Laws

Approved View File View URL Department of Labour, Uttarakhand mandated the submission of a single integrated return under all Labour Laws through an Office order 175/VIII/16-31(Je)/2015. An Office order No.1423 is issued in order to further clarify the submission of a single integrated return under all Labour is applicable to all Industries, even for the units which are not opting for Voluntary Compliance Scheme (VCS). Format for single integrated return is also available online Details
123

Introduce a provision for self-certification/third party certification of boilers

Approved View File View URL A provision for self-certification/third party certification of boilers is introduced by Uttarakhand through a notification dated: 07-04-2016 along with list of empanelled Vendors. Also Rules and Regulations for self-certification/third party certification of boilers are defined in Annexure I under same. Details
124

Introduce a provision for issuing Factory License and all subsequent renewals with validity of 10 years or more

Approved View File View URL Uttarakhand has notified the Uttarakhand Factories (Amendment) Rules, 2016, which states that the license of a factory may be renewed by the Inspector for Ten Calendar years at a time, except the factories carrying on hazardous processes. This is with the consideration that hazardous category units would be in RED type of classification. Details
125

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant Details
126

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 [Uttarakhand Act No. 05 of 2013] defines clear timelines for approval of complete application. Also timelines for All Labour Law, Factory and Boiler Acts are also defined through an Office Order from Commissioner Office and are uploaded on website further enhancing transparency. Details
127

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring. All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. For Factories registration, a user needs to submit Site approval Plan first basis of which registration under Factories is done. Details
128

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
129

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
130

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant Details
131

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 [Uttarakhand Act No. 05 of 2013] defines clear timelines for approval of complete application. Also timelines for All Labour Law, Factory and Boiler Acts are also defined through an Office Order from Commissioner Office and are uploaded on website further enhancing transparency. Details
132

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL The registration does not involve any payments and after registration, the file is sent to department for inspection and within 30days user receives a message and the certificate of approval is also uploaded. All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
133

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The approval is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
134

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the Approval Letter by entering name of ACT and registration number. The Approval Letter is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in Any third party can search and download the certificate without login Details
135

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant. Details
136

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 [Uttarakhand Act No. 05 of 2013] defines clear timelines for approval of complete application. Also timelines for All Labour Law, Factory and Boiler Acts are also defined through an Office Order from Commissioner Office and are uploaded on website further enhancing transparency. Details
137

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring. All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
138

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL http://uklabouracts.in/ Details
139

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
140

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant Details
141

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 and the Uttarakhand Right to Services Act, 2011 define clear timelines for approval of complete application. Details
142

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring for Contract Labour (Contractor & Principal Employer) All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
143

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
144

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
145

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant Details
146

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL 30 days as defined in Single Window Act and RTS Act Details
147

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring. All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
148

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
149

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
150

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant Details
151

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 and the Uttarakhand Right to Services Act, 2011 define clear timelines for approval of complete application. Details
152

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring for Contract Labour (Contractor & Principal Employer) All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
153

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
154

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
155

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive of checklist of Documents required and defined timeline that the Approval Certificate will be provided online in 30 days application submission by the applicant. Details
156

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timelines defined under the Single Window Act and RTS Act Details
157

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL All documents required are uploaded online. Building and Contractual Worker includes registration for Worker and Building. Registration of Worker and Building engaging contractual worker are online. Payment is not there in case of worker registration; however, payment of registration of Builder is online. Also payment for collection of Cess and Cess calculator online. Tracking is there for both type of registration Details
158

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklmis.in/ The user is required to login into the Website and download the certificate. Details
159

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
160

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive defined timeline. At time of renewal, however, there are not any documents required to be submitted but mostly changes are registered during renewal process for which applicant needs to update the attachments. Details
161

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 [Uttarakhand Act No. 05 of 2013] defines clear timelines for approval of complete application. Also timelines for All Labour Law, Factory and Boiler Acts are also defined through an Office Order from Commissioner Office and are uploaded on website further enhancing transparency. Details
162

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Press release informing online system for processing of application is attached along with screenshot of the application clearly showing application registration, payment, tracking and monitoring. All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Details
163

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
164

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
165

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive defined timeline. At time of renewal, however, there are not any documents required to be submitted but mostly changes are registered during renewal process for which applicant needs to update the attachments. Details
166

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 and the Uttarakhand Right to Services Act, 2011 define clear timelines for approval of complete application. Details
167

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL All documents required are uploaded online. User need not to come physically to department for submission of any document, registration fee or an application. Certificate of Renewal and Registration are same since renewal of an application is incorporated in Registration Certificate. Details
168

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
169

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
170

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive defined timeline. At time of renewal, however, there are not any documents required to be submitted but mostly changes are registered during renewal process for which applicant needs to update the attachments. Details
171

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 and the Uttarakhand Right to Services Act, 2011 define clear timelines for approval of complete application. Details
172

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Screenshot of the application clearly showing application registration, payment, tracking and monitoring for Contract Labour (Contractor & Principal Employer) All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Certificate of Renewal and Registration are same since renewal of an application is incorporated in Registration Certificate. Details
173

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
174

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Provisions are provided for Third party to verify the final certificate by entering name of ACT and registration number. An actual certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://www.uklabouracts.in/forms/frm_verify.aspx Any third party can search and download the certificate without login Details
175

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedure is defined inclusive defined timeline. At time of renewal, however, there are not any documents required to be submitted but mostly changes are registered during renewal process for which applicant needs to update the attachments. Details
176

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 and the Uttarakhand Right to Services Act, 2011 define clear timelines for approval of complete application. Details
177

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL All documents required are uploaded online. User need not come physically to department for submission of any document, registration fee or an application. Certificate of Renewal and Registration are same since renewal of an application is incorporated in Registration Certificate. Details
178

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The Certificate is provided on the website of Department of Labour, Govt. of Uttarakhand. http://uklabouracts.in The user is required to login into the Website and download the certificate. Details
179

Ensure that the DisComm uses automated tools to monitor outages

Approved View File SCADA and Automated metering is used for this purpose Details
180

Ensure that the DisComm uses automated tools for service restoration

Approved View File SCADA system is being used for this purpose Details
181

Ensure that the regulator monitors reliability of supply and published information online.

Approved View File View URL UPCL publishes the monthly reliability reports online on the UPCL portal Details
182

Enact measures to ensure that the utility compensates customers for outages that go over a certain cap, or that a fine is imposed by the regulator if the outage cap is exceeded

Approved View File View URL UPCL follows the UERC guidelines related to standard of performance Details
183

Ensure that information on effective tariffs are available online, and that customers are notified of a change in tariff ahead of the billing cycle

Approved View File View URL All tariff changes are notified online and published in the newspaper before the billing cycle starts Details
184

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Details can be checked for existing and new consumers. e.g. Existing Customer Service No SD15551151689 Details
185

Implement an online application for obtaining electricity connection

Approved View File View URL UPCL provides the facility to provide new connections (including temporary connection) for LT- HT-THT consumers online Online payment after inspection No processing fee in case of LT connection Tracking of payment for NSC No physical touch-point for the user Details
186

Ensure that users are provided a fixed cost estimate based on the load required for obtaining electricity connection in industrial area

 

Approved View File View URL UPCL publishes the details on the load requirement and the fixed cost estimates related to the same online Details
187

Reduce the number of documents required for obtaining the electricity connection to only 2, namely proof of ownership/occupancy and authorization document (in case of firm/company)

Approved View File UPCL takes only two documents for providing new connection: 1. Identity proof 2. Proof of ownership Details
188

Stipulate that the charged electricity connection is provided within 15 days from the date of application

Approved View File UPCL provides new electricity connection in 15 days since the consumer has submitted final fee and there is no requirement of new additional infrastructure i.e. new lines, new transformers, Etc. The same is included in Uttarakhand right to service act, 2011. Details
189

Allow third party inspection of internal installations

Approved View File The state has issued notification regarding self-certification for electrical installation up to 11KV. Details
190

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Water connection is provided by SIIDCUL as well as Jalsansthan department. Procedure, checklist and SOP provided on the website of both organization. Details
191

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL 15 working days, as per Right-to-Service Act in both departments - SIIDCUL and Jalsansthan Dept Details
192

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Water application, after plot allotment, is provided through SIIDCUL portal. Jalsansthan website also provides for online application, tracking & approval. Details
193

Design and implement a system for Value Added Tax (VAT) to be filed online

Approved View File View URL Online filing of Returns for all classes of Dealers Details
194

Design and implement a system for Central Sales Tax (CST) to be filed online

Approved View File View URL Applicability of Rule 11 of The Uttarakhand Value Added Tax Rules, 2005 for CST returns Details
195

Design and implement a system for Professional Tax to be filed online

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
196

Design and implement a system for Luxury Tax to be filed online

Approved View File View URL Luxury tax returns has to be filled online through https://comtaxappl.uk.gov.in/ Details
197

Design and implement a system for Entry Tax to be filed online

Approved View File View URL The Rule 11 of The Uttarakhand Value Added Tax Rules, 2005 is appliacble for for Entry Tax returns. The portal allows for online filing of Returns for all classes of Dealers, including for Entry Tax Details
198

Design and implement a system for Entertainment Tax to be filed online

Approved View File View URL Office circular issued for all entry tax returns and payments. The Tax portal has the provision for online return filing and tax payment. Details
199

Design and implement a system for Value Added Tax (VAT) to be paid online

Approved View File View URL E-payment facility for payment of taxes Details
200

Design and implement a system for Central Sales Tax (CST) to be paid online

Approved View File View URL UK VAT Rules amended in 2008 to include e-payment Details
201

Design and implement a system for Professional Tax to be paid online

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
202

Design and implement a system for Luxury Tax to be paid online

Approved View File View URL Luxury Tax Payments can be done through any of the following The E-Kosh Treasury Portal The E-Payment portal of the Department of Commercial Tax Details
203

Design and implement a system for Entry Tax to be paid online

Approved View File View URL Manner of Payment in Section 6 of The Uttarakhand Tax On Entry Of Goods Into Local Areas Rules 2009 Details
204

Design and implement a system for Entertainment Tax to be paid online

Approved View File View URL Entertainment tax can be paid online through the Cyber treasury portal of Uttarakhand and e-payment facility of Tax portal Details
205

Ensure that users are provided assistance for e-filing at service centers

Approved View File View URL creation of Help Desk by the joint Commissioners Details
206

Establish a helpline providing basic services assisting users in preparing and filing returns

Approved View File View URL Record of Calls received on Help Line ( IVRS ) Details
207

Mandate that the VAT refund payment should directly be paid into organization's account within 60 days

Approved View File View URL Timeline for Disposal under Uttarakhand Right to Services Act,2011 is Within 30 days of refund order Details
208

Implement a system for risk based audit related to tax compliance

Approved View File View URL The Circular defines the Risk Based Audit and the Parameters Used. The screenshots of Risk Based Audit Report available on officers on their internal SWAN application shown to validate the parameters used. Details
209

Introduce a system for advance tax ruling for State level taxes on the lines of Income Tax Act

Approved View File View URL The Uttarakhand Value Added Tax, 2005 provides for both: 1 Provision of Advance Tax Ruling (Section 57 Determination of Disputed Question) 2 Provision of Advance Tax Payment (Section 7 Composition Schemes) Details
210

Publish forms relating to information captured at check posts been made available online

Approved View File View URL E-Trip Sheet and e-Transit pass available online Details
211

Phased out static check posts and implement random checking by mobile squads

Approved View File View URL Deletion of Section 47 of Principal Act which dealt with Establishment of Check posts and barriers Details
212

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Standard Operating Procedures and FAQs for Various Taxes are available online Details
213

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for Disposal under Uttarakhand Right to Services Act,2011 is one day for Applications concerning registrations under VAT/CST/Luxury Tax Details
214

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Applicant can go to https://comtaxappl.uk.gov.in and start the registration process by clicking on the e-registration link Details
215

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Facility to download final signed approval certificate Details
216

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility to Search by TIN Number, Firm Name, Area of Business Details
217

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL FAQ and SOP available on the website Details
218

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for Disposal under Uttarakhand Right to Services Act,2011 is one day for Applications concerning registrations under VAT/CST/Luxury Tax Details
219

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Applicant can go to https://comtaxappl.uk.gov.in and start the registration process by clicking on the e-registration link Details
220

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Facility to download final signed approval certificate Details
221

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility to Search by TIN Number, Firm Name, Area of Business Details
222

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
223

Define clear timelines mandated through legislation for approval of complete application

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
224

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
225

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
226

Allow third parties to easily verify approval certificates in the public domain

Approved View File Professional tax is not collected in Uttarakhand. Marked as Yes as per DIPP clarification. Details
227

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL FAQ and SOP available on the wwebsite Details
228

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Same timeline as VAT/ CAST, as no separate registration Details
229

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Applicant can go to https://comtaxappl.uk.gov.in and start the registration process by clicking on the e-registration link Details
230

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Facility to download final signed approval certificate Details
231

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility to Search by TIN Number, Firm Name, Area of Business Details
232

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL Entertainment Tax website provides the following information - Procedures and Fees for Entertainment Tax FAQs of various Entertainment taxes Help File for depositing Entertainment Tax FAQ for various applicants Details
233

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for Services notified under Uttarakhand Right to Services Act Details
234

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Entertainment Tax registration is online and there are no physical touch points for document submission and verification. The documents are uploaded on the portal and verified by the assessing officer. TIN number is assigned to an applicant if the PAN card of the firm is not registered in the integrated system (VAT / CST / Entry / Luxury / Entertainment Tax) Details
235

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL The User can download the Final Signed certificate from the portal by inputting the Performa ID which he receives as SMS on his registered Mobile Number and as E-Mail on his Registered E-Mail ID when the application for Permission / License is approved by the department. Details
236

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility to Search by TIN Number, Firm Name or Area of Business Details
237

Ensure information on the procedure and a comprehensive list of all documents that need to be provided are available on the web site

Approved View File View URL FAQ and SOP available on website Details
238

Define clear timelines mandated through legislation for approval of complete application

Approved View File View URL Timeline for Disposal under The Uttarakhand Enterprises Single Window Facilitation and Clearance Act, 2012 is 30 Days Details
239

Design and implement a system that allows online application, payment, tracking and monitoring without the need for a physical touch point for document submission and verification

Approved View File View URL Luxury Tax registration is online and there are no physical touch points for document submission and verification. The documents are uploaded on the portal and verified by the assessing officer. Details
240

Ensure that the system allows users to download the final signed approval certificate from the online portal.

Approved View File View URL Facility to download final signed approval certificate from the tax portal Details
241

Allow third parties to easily verify approval certificates in the public domain

Approved View File View URL Facility to Search by TIN Number, Firm Name, Area of Business Details
242

Differentiate compliance inspection requirements based on risk profile (such as High, Medium and Low risk) of industries under all labour laws

Approved View File View URL Office order defining differentiated compliance inspection requirements based on risk profile is available Details
243

Exempt low risk industries with a history of satisfactory compliance from labour compliance inspections, or allow self-certification in lieu of conducting physical inspections under all Labour laws

Approved View File View URL Office Order exempting low risk industries with a history of satisfactory compliance from labour compliance inspections, or allow self-certification in lieu of conducting physical inspections under all Labour laws Details
244

Differentiate compliance inspection requirements based on industry pollution categorization such as Red, Amber, and Green under all environment/pollution laws

Approved View File View URL The Frequency of Inspection, Sampling and Schedule of Monitoring are different for different Categories Details
245

Exempt Green industries with a history of satisfactory compliance from environmental compliance inspection, or allow self-certification (in lieu of conducting physical inspections)

Approved View File View URL Green Category Industry can apply for exemption from Routine Inspection for 1year by submitting a Self-Certification on their letterhead. Details
246

Allow for third party certifications instead of Departmental inspections under all labour and environment/pollution laws for medium risk industries

Approved View File View URL Uttarakhand has adopted a Third Party Audit Scheme so as to increase Labour compliance. State has already introduced criteria and empanelled the agencies. PCB has also authorized third party for orange category industries and certain data monitoring through laboratories for all industries. Details
247

Allow for synchronized/joint- inspection under all of the following acts
I. Inspection under The Equal Remuneration Act, 1976
II. Inspection under The Factories Act, 1948
III. Inspection under The Maternity Benefit Act, 1961
IV. Inspection under The Minimum Wages Act, 1948
V. Inspection under The Shops and Establishments Act (as applicable)
VI. Inspection under The Labour Welfare Fund Act (as applicable)
VII. Inspection under The Payment of Bonus Act, 1965
VIII. Inspection under The Payment of Wages Act, 1936
IX. Inspection under The Payment of Gratuity Act, 1972
X. Inspection under The Contract Labour (Regulation and Abolition) Act, 1970

Approved View File View URL Synchronized / Joint- inspection was applicable only for industries opting for VCS earlier however has been mandated as an order for all the Acts. Office Order is issued mandating the above for all acts and for all industries. Details
248

Publish a well-defined inspection procedure and checklist on department’s web site

Approved View File View URL Guidelines for advisory visit for Registration of a dealer. Details
249

Design and implement a system for identifying establishments that need to be inspected based on computerized risk assessment

Approved View File View URL The Circular notifies Inspection based on Risk Assessment and the Parameters Used. The screenshots of Inspection based on Risk Assessment on Inspector login on internal SWAN application Details
250

Mandate online submission of inspection report within 48 hours to the Department

Approved View File View URL Regarding disposal of registration applications of dealers Details
251

Allow users to login to the portal and view and download submitted inspection reports on their businesses

Approved View File View URL Facility to download final signed approval certificate Details
252

Design and implement a system for computerized allocation of inspectors

Approved View File View URL Depending on the Sector (Geographical) chosen by the applicant the allocation of officer happens through Jurisdiction in the Commercial Tax Application. In case the applicant choses the wrong sector, the system provides the facility for the Officer to transfer the case to the correct sector Details
253

Publish a well-defined inspection procedure and checklist on department’s web site

Approved View File View URL Provision for Detailed Procedure on Inspection for Building Plan Approval / CTE on the Website Details
254

Design and implement a system for identifying establishments that need to be inspected based on computerized risk assessment

Approved View File View URL Proposal risk will be calculated on the basis of following Parameters: 1. Building Classification 2. Plot Type 3. Industrial Area 4. Assembly Type 5. Slope 6. Floor area 7. Experience of the Design and Building Team 8. Height of the Building Details
255

Mandate online submission of inspection report within 48 hours to the Department

Approved View File View URL Provision in the Uttarakhand Builidng Bye Laws 2016 regarding the submission of Inspection Report in 48 hours (Page 172 of url file) Details
256

Allow users to login to the portal and view and download submitted inspection reports on their businesses

Approved View File View URL Inspection report can be downloaded from the applicant or architect login on the website Details
257

Design and implement a system for computerized allocation of inspectors

Approved View File View URL The BPAMS System has been installed which allows for Computerized Allocation of Inspectors at the time of Obtaining Construction Permit / Building Plan Approval. Process flow is shown as to how computerized allocation takes place in the system for the inspectors. Details
258

Publish a well-defined inspection procedure and checklist on department’s web site

Approved View File View URL A well-defined inspection checklist and inspection procedure has been published on Forest department website Details
259

Design and implement a system for identifying establishments that need to be inspected based on computerized risk assessment

Approved View File View URL The online application for tree-felling NOC automatically captures the risk of an establishment during the time when applicant fills the application. The risk criteria are based on number of trees proposed for felling, distance from forest area, type of land and species. The category of application will also be visible on the inspecting officer dashboard. Details
260

Mandate online submission of inspection report within 48 hours to the Department

Approved View File View URL According to the forest notification issued, the inspection report will be available to the user online within 48 hours of the final inspection Details
261

Allow users to login to the portal and view and download submitted inspection reports on their businesses

Approved View File View URL The forest department online portal for tree-felling NOC has the search functionality of downloading and viewing inspection reports. Any user can check the inspection report of their premise by entering the application number previously received, the same gets notified to the user by email as well. Details
262

Design and implement a system for computerized allocation of inspectors

Approved View File View URL The online application for tree-felling NOC automatically captures the concerned authority in by checking the location details of the application. The application goes in the admin login page of the concerned official. Details
263

Publish a well-defined inspection procedure and checklist on department’s web site

Approved View File View URL Provision for Detailed Procedure on Inspection for CT0 on the Website Details
264

Design and implement a system for identifying establishments that need to be inspected based on computerized risk assessment

Approved View File View URL Provision in the Uttarakhand Building Bye Laws 2016 for Inspections done on the basis of Risk Assessment into Low, Medium and High Categories (Page 194-195 of url file) Details
265

Mandate online submission of inspection report within 48 hours to the Department

Approved View File View URL Provision in the Uttarakhand Builidng Bye Laws 2016 regarding the submission of Inspection Report in 48 hours (Page 172 of url file) Details
266

Allow users to login to the portal and view and download submitted inspection reports on their businesses

Approved View File View URL Inspection report can be downloaded from the login of applicant or architect Details
267

Design and implement a system for computerized allocation of inspectors

Approved View File View URL The BPAMS System has been installed which allows for Computerized Allocation of Inspectors at the time of Obtaining Occupancy Certifcate. Process flow is shown as to how computerized allocation takes place in the system for the inspectors. Details
268

Publish a well-defined inspection procedure and checklist on department’s web site

Approved View File View URL Comprehensive Checklist is prepared along with flowchart of Inspection procedure as an Standard Operating Procedure and uploaded on department website Details
269

Design and implement a system for identifying establishments that need to be inspected based on computerized risk assessment

Approved View File View URL Office Order is passed mandating the identification of establishments that need to be inspected based on computerized risk assessment. Flow chart for the Inspection procedure is attached for reference. Inspection report thus generated again is used as an input for classifying whether Industry is rightly categorized or based on current Inspection categorization needs to be changed. Details
270

Mandate online submission of inspection report within 48 hours to the Department

Approved View File View URL Online submission of inspection report within 48 hours to the Department is mandated through a notification. Office Order was issued mandating the above for all acts and for all industries Details
271

Allow users to login to the portal and view and download submitted inspection reports on their businesses

Approved View File